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The leading middle market investment banks

We've ranked the top 10 middle market investment banks.
SDR Ventures
01
SDR Ventures
Greenwood Village, CO
SDR Ventures
SDR Ventures is an expert, middle-market investment bank based in the United States. Established in 2002, the firm is committed to helping entrepreneurs and founders realize their vision and value through mergers and acquisitions. With a stellar close rate of 88%, SDR has crafted a reputation for being trusted closers and value generators, having completed over 135 deals across 41 states. Their 20 years of experience serving the lower and middle markets makes them an attractive option for businesses looking for capital or a path to success. With local expertise combined with national capabilities, SDR Ventures stands out as one of Axial's top investment banks for the year 2022.
Community Buzz
#TrustedClosers
#ValueGenerators
#LocalExpertiseNationalReach
Website
Peakstone Group
02
Peakstone Group
Chicago, IL
Peakstone Group
Peakstone Group is a well-respected investment banking firm specializing in middle-market transactions and capital raising. They have decades of experience and offer a suite of services, such as mergers and acquisitions advisory, strategic advisory, and capital raising. Their team consists of experienced industry professionals with access to global buyers and capital providers. Peakstone provides comprehensive support for clients across the US with revenues ranging from $10 million to over $500 million in sectors such as aerospace and defense, healthcare, real estate, paper/plastics/packaging, etc. Their offices are located in Chicago (headquarters), Ann Arbor (MI), Baton Rouge (LA), Dallas (TX), and Madison (WI), allowing them to provide expert advice on local markets while still having a global reach.
Community Buzz
#GlobalReachLocalExpertise
#StrategicCapitalRaising
#ExperiencedAdvisory
Website
Woodbridge International
03
Woodbridge International
New Haven, CT
Woodbridge International
Woodbridge Group is a leading middle-market M&A firm that has been in the industry since 1993. They have an impressive track record of deals done, and offer a wide variety of resources for business owners who are considering selling their company. Their team consists of experienced financial advisors with expertise in providing the best possible outcome for clients. Woodbridge’s unique approach to mergers and acquisitions utilizes proprietary marketing tools to reach more qualified buyers, resulting in higher bids and better sales prices. They also provide free value assessments, urgency-based selling strategies, and 30+ years of lessons learned through e-book resources such as “Selling Your Passion” and “The Real Secret to Selling Your Business”. With an unwavering commitment to positively transforming their clients’ lives, Woodbridge Group is the perfect choice for businesses looking to sell on the US market.
Community Buzz
#UnwaveringCommitment
#ExpertiseInAction
#TransformativeDeals
Website
Sica Fletcher
04
Sica Fletcher
Amityville, NY
Sica Fletcher
Sica | Fletcher is a premier middle-market investment bank based in the United States. With more than $11 billion in closed M&A deals since 2014, they have established themselves as one of the most trusted names in mergers and acquisitions. They specialize in providing sell-side advisory services to business owners, ensuring that they receive top-dollar valuations for their company through competitive negotiation tactics. Additionally, Sica | Fletcher offers strategic consulting services and buy-side advice to help clients make wise investments when purchasing a business. Their experienced team has extensive knowledge of the M&A market and provides valuable advice on how to maximize success when selling or buying a company. For those looking for an experienced partner to navigate their way through difficult negotiations, Sica | Fletcher is certainly worth considering.
Community Buzz
#TopDollarDeals
#StrategicInvestmentGuide
#MandAExperts
Website
Align Business Advisory Services
05
Align Business Advisory Services
Winter Park, FL
Align Business Advisory Services
Align Business Advisory Services is a top-rated Mergers & Acquisitions Advisory Firm for lower-middle-market businesses in the US. With over $2 billion in transactions across a wide range of industries, they specialize in aligning buyers and sellers to ensure successful transactions. Additionally, they offer management consulting services to help companies become better versions of themselves, as well as business strategy and finance solutions tailored to each individual client's needs. Clients have praised Align for their dedication and expertise, with many noting that it feels like working with family. Align stands out from the competition by providing clients with an unparalleled level of service that goes above and beyond expectations.
Community Buzz
#BeyondExpectations
#StrategicAlignment
#FamilyLikeDedication
Website
Two Roads Advisors
06
Two Roads Advisors
New York, NY
Two Roads Advisors
Two Roads Advisors is a premier middle market investment bank based in New York, NY, USA, with over 15 years of experience and over $15 billion in aggregate transaction value. The firm has established itself as an authority on mergers & acquisitions, capital raises, and corporate strategy & performance. Its experienced team, impressive track record, and global network of counterparties offer flexibility when it comes to creating multiple avenues for value creation. It also prides itself on providing clients with speed and efficiency, while remaining dedicated to delivering top-notch results through senior-level attention. In short, Two Roads Advisors is a dependable go-to for US companies looking to make strategic investments or financial plays that can truly make a difference in their business operations.
Community Buzz
#StrategicInvestmentMastery
#EfficientValueCreation
#SeniorLevelAttention
Website
Vesticor Advisors
07
Vesticor Advisors
Lansing, MI
Vesticor Advisors
Vesticor Advisors is a trusted advisor for closely-held companies in the lower middle market, providing expertise and services such as merger & acquisition advisory, strategic advisory services, and capital raising advisory. Their team consists of experienced owners, operators, investors, and advisors who are passionate about small businesses. With offices in Cincinnati, Petoskey, and Lansing (all in the US), Vesticor Advisors offers customized solutions to meet their clients' needs with intimate knowledge of business operations, from start-ups to family-owned enterprises across a variety of industries. As they strive for the best possible results in each transaction handled by their knowledgeable staff, clients are assured that they will receive attentive care when it comes to making important investment decisions.
Community Buzz
#TrustedAdvisory
#CustomizedSolutions
#PassionateAboutSmallBusiness
Website
Plethora Businesses
08
Plethora Businesses
Orange, CA
Plethora Businesses
Plethora Businesses is an established middle-market investment bank based in the United States. With over two decades of M&A experience, they are trusted for their confidentiality, dedication, and results. Their services include sell-side and buy-side M&A advisory, valuation services, capital solutions, and pre-sale advisory services. Plethora has a portfolio full of successful transactions across numerous industries, from manufacturing to healthcare. Furthermore, they have been lauded by organizations such as the Orange County Business Journal Family-Owned Business Awards and USA Lower-Mid Market M&A Firm of the Year for their impressive work. If you're looking for a reliable middle-market investment bank with a proven track record, look no further than Plethora Businesses.
Community Buzz
#TrustedAdvisory
#ProvenSuccess
#DedicatedResults
Website
Ardent Advisory Group
09
Ardent Advisory Group
Scottsdale, AZ
Ardent Advisory Group
Ardent Advisory Group is a premier middle-market investment bank based in the United States. They specialize in mergers and acquisitions, commercial real estate, and commercial financing for clients ranging from $5 million to $250 million. Their team members have a wealth of experience across various industries such as aerospace & defense, car washes & auto services, consumer products, and more. Ardent has provided successful sell-side representation for several transactions, including Super Star Car Wash, Knock Knock, and ProWest. With their skilled resources and expertise available to mid-sized companies, Ardent Advisory Group is an excellent choice for anyone looking for assistance with mergers & acquisitions or any other financial transactions.
Community Buzz
#ExpertDealMakers
#MidMarketMastery
#VersatileVentures
Website
Liberty Ridge Advisors
10
Liberty Ridge Advisors
Seattle, WA
Liberty Ridge Advisors
Liberty Ridge Advisors is a premier boutique investment bank located in Seattle, WA. They specialize in middle-market investments and are dedicated to helping businesses achieve the best possible outcomes when it comes to mergers and acquisitions. With more than 35 years of collective experience across multiple industries, their team understands the nuances of these complex transactions. Liberty Ridge Advisors also offers comprehensive services, such as sell-side advisory, recapitalization, buy-side advisory, corporate divestitures, and valuation & discovery. Their commitment to building relationships has earned them the trust of countless business owners across the US who have relied upon them for sound advice throughout their journey. Ranked among the Top 25 Investment Banks by Axial in 2019–2022, Liberty Ridge Advisors continues to be the go-to firm for those seeking trusted guidance through their own M&A processes.
Community Buzz
#TrustedGuidance
#ComprehensiveServices
#TopRankedAdvisory
Website
FAQ
Key questions to consider before hiring a Middle Market Investment Bank
What specific services does the Middle Market Investment Bank offer?
Middle Market Investment Banks, often referred to as MMIBs, provide a diverse range of services that cater primarily to mid-sized companies; these services are designed to support their financial needs and growth goals. Firstly, they offer advisory services on mergers and acquisitions (M&A); this means they assist clients in identifying potential acquisition targets or merger partners, structuring the deal, and negotiating the terms. Secondly, they provide capital raising services, where they assist companies in accessing various sources of capital, including equity, debt, or hybrid securities, through initial public offerings (IPOs), private placements, and other financing structures. Additionally, MMIBs offer valuation services, providing an objective assessment of a company's worth, which is essential during M&A transactions, capital raising, and strategic planning. They also offer financial restructuring services, helping companies that are in financial distress to realign their capital structure and restore financial stability. Lastly, corporate finance advisory is another significant service provided by MMIBs; this involves advising on strategic financial decisions, such as capital structure optimization, capital budgeting, and risk management. In conclusion, the specific services offered by Middle Market Investment Banks are designed to support the financial and strategic needs of mid-sized companies. These services are crucial for companies seeking to grow, raise capital, navigate M&A transactions, or tackle financial challenges. By understanding what MMIBs offer, businesses can make informed decisions regarding their financial strategies and growth trajectories.
How long has the Middle Market Investment Bank been in business?
Middle Market Investment Banks have been in business for several decades, with their inception dating back to the mid-20th century; a period marked by rapid economic growth and industrial development. The concept of middle market banking evolved from the need to provide specialized financial services to mid-sized companies, which were often overlooked by larger investment banks. Over the years, these banks have played a pivotal role in fostering economic growth; they have facilitated mergers and acquisitions, assisted in raising capital, and provided strategic advisory services to countless mid-sized businesses. Nowadays, there are numerous middle market investment banks, each with its unique history and years of operation. Hence, the exact duration for which a specific Middle Market Investment Bank has been in business can vary; it can be determined by conducting a detailed research into the bank's background, its founding date, and its journey through the years. This information is crucial, as it can provide insights into the bank's credibility, experience, and its ability to withstand various economic cycles; all factors that can influence an individual's decision when choosing between different middle market investment banks.
Does the Middle Market Investment Bank have a good reputation and track record of successful transactions?
Indeed, the reputation and track record of a middle market investment bank are pivotal factors to scrutinize when considering your investment options. As a rule of thumb, a middle market investment bank with a sterling reputation usually signifies a history of successful transactions, solid financial advice, and a robust network of industry connections; such attributes are crucial in the volatile and competitive landscape of investment banking. Furthermore, a bank's track record can provide tangible evidence of its achievements, thereby serving as a reliable barometer of its expertise and competency. To gauge a bank's reputation and track record, you might want to look at client testimonials, historical transaction data, and third-party reviews. In essence, the more positive the feedback and the more successful transactions a bank has under its belt, the more confidence you can have in its ability to deliver favorable investment outcomes. However, it's important to note that past performance is not necessarily indicative of future results; comprehensive due diligence, taking into account a myriad of other factors, is always advisable before making any investment decisions.
SDR Ventures
01
SDR Ventures
Website
SDR Ventures
Greenwood Village, CO
SDR Ventures is an expert, middle-market investment bank based in the United States. Established in 2002, the firm is committed to helping entrepreneurs and founders realize their vision and value through mergers and acquisitions. With a stellar close rate of 88%, SDR has crafted a reputation for being trusted closers and value generators, having completed over 135 deals across 41 states. Their 20 years of experience serving the lower and middle markets makes them an attractive option for businesses looking for capital or a path to success. With local expertise combined with national capabilities, SDR Ventures stands out as one of Axial's top investment banks for the year 2022.
Community Buzz
#TrustedClosers
#ValueGenerators
#LocalExpertiseNationalReach
Peakstone Group
02
Peakstone Group
Website
Peakstone Group
Chicago, IL
Peakstone Group is a well-respected investment banking firm specializing in middle-market transactions and capital raising. They have decades of experience and offer a suite of services, such as mergers and acquisitions advisory, strategic advisory, and capital raising. Their team consists of experienced industry professionals with access to global buyers and capital providers. Peakstone provides comprehensive support for clients across the US with revenues ranging from $10 million to over $500 million in sectors such as aerospace and defense, healthcare, real estate, paper/plastics/packaging, etc. Their offices are located in Chicago (headquarters), Ann Arbor (MI), Baton Rouge (LA), Dallas (TX), and Madison (WI), allowing them to provide expert advice on local markets while still having a global reach.
Community Buzz
#GlobalReachLocalExpertise
#StrategicCapitalRaising
#ExperiencedAdvisory
Woodbridge International
03
Woodbridge International
Website
Woodbridge International
New Haven, CT
Woodbridge Group is a leading middle-market M&A firm that has been in the industry since 1993. They have an impressive track record of deals done, and offer a wide variety of resources for business owners who are considering selling their company. Their team consists of experienced financial advisors with expertise in providing the best possible outcome for clients. Woodbridge’s unique approach to mergers and acquisitions utilizes proprietary marketing tools to reach more qualified buyers, resulting in higher bids and better sales prices. They also provide free value assessments, urgency-based selling strategies, and 30+ years of lessons learned through e-book resources such as “Selling Your Passion” and “The Real Secret to Selling Your Business”. With an unwavering commitment to positively transforming their clients’ lives, Woodbridge Group is the perfect choice for businesses looking to sell on the US market.
Community Buzz
#UnwaveringCommitment
#ExpertiseInAction
#TransformativeDeals
Sica Fletcher
04
Sica Fletcher
Website
Sica Fletcher
Amityville, NY
Sica | Fletcher is a premier middle-market investment bank based in the United States. With more than $11 billion in closed M&A deals since 2014, they have established themselves as one of the most trusted names in mergers and acquisitions. They specialize in providing sell-side advisory services to business owners, ensuring that they receive top-dollar valuations for their company through competitive negotiation tactics. Additionally, Sica | Fletcher offers strategic consulting services and buy-side advice to help clients make wise investments when purchasing a business. Their experienced team has extensive knowledge of the M&A market and provides valuable advice on how to maximize success when selling or buying a company. For those looking for an experienced partner to navigate their way through difficult negotiations, Sica | Fletcher is certainly worth considering.
Community Buzz
#TopDollarDeals
#StrategicInvestmentGuide
#MandAExperts
Align Business Advisory Services
05
Align Business Advisory Services
Website
Align Business Advisory Services
Winter Park, FL
Align Business Advisory Services is a top-rated Mergers & Acquisitions Advisory Firm for lower-middle-market businesses in the US. With over $2 billion in transactions across a wide range of industries, they specialize in aligning buyers and sellers to ensure successful transactions. Additionally, they offer management consulting services to help companies become better versions of themselves, as well as business strategy and finance solutions tailored to each individual client's needs. Clients have praised Align for their dedication and expertise, with many noting that it feels like working with family. Align stands out from the competition by providing clients with an unparalleled level of service that goes above and beyond expectations.
Community Buzz
#BeyondExpectations
#StrategicAlignment
#FamilyLikeDedication
Two Roads Advisors
06
Two Roads Advisors
Website
Two Roads Advisors
New York, NY
Two Roads Advisors is a premier middle market investment bank based in New York, NY, USA, with over 15 years of experience and over $15 billion in aggregate transaction value. The firm has established itself as an authority on mergers & acquisitions, capital raises, and corporate strategy & performance. Its experienced team, impressive track record, and global network of counterparties offer flexibility when it comes to creating multiple avenues for value creation. It also prides itself on providing clients with speed and efficiency, while remaining dedicated to delivering top-notch results through senior-level attention. In short, Two Roads Advisors is a dependable go-to for US companies looking to make strategic investments or financial plays that can truly make a difference in their business operations.
Community Buzz
#StrategicInvestmentMastery
#EfficientValueCreation
#SeniorLevelAttention
Vesticor Advisors
07
Vesticor Advisors
Website
Vesticor Advisors
Lansing, MI
Vesticor Advisors is a trusted advisor for closely-held companies in the lower middle market, providing expertise and services such as merger & acquisition advisory, strategic advisory services, and capital raising advisory. Their team consists of experienced owners, operators, investors, and advisors who are passionate about small businesses. With offices in Cincinnati, Petoskey, and Lansing (all in the US), Vesticor Advisors offers customized solutions to meet their clients' needs with intimate knowledge of business operations, from start-ups to family-owned enterprises across a variety of industries. As they strive for the best possible results in each transaction handled by their knowledgeable staff, clients are assured that they will receive attentive care when it comes to making important investment decisions.
Community Buzz
#TrustedAdvisory
#CustomizedSolutions
#PassionateAboutSmallBusiness
Plethora Businesses
08
Plethora Businesses
Website
Plethora Businesses
Orange, CA
Plethora Businesses is an established middle-market investment bank based in the United States. With over two decades of M&A experience, they are trusted for their confidentiality, dedication, and results. Their services include sell-side and buy-side M&A advisory, valuation services, capital solutions, and pre-sale advisory services. Plethora has a portfolio full of successful transactions across numerous industries, from manufacturing to healthcare. Furthermore, they have been lauded by organizations such as the Orange County Business Journal Family-Owned Business Awards and USA Lower-Mid Market M&A Firm of the Year for their impressive work. If you're looking for a reliable middle-market investment bank with a proven track record, look no further than Plethora Businesses.
Community Buzz
#TrustedAdvisory
#ProvenSuccess
#DedicatedResults
Ardent Advisory Group
09
Ardent Advisory Group
Website
Ardent Advisory Group
Scottsdale, AZ
Ardent Advisory Group is a premier middle-market investment bank based in the United States. They specialize in mergers and acquisitions, commercial real estate, and commercial financing for clients ranging from $5 million to $250 million. Their team members have a wealth of experience across various industries such as aerospace & defense, car washes & auto services, consumer products, and more. Ardent has provided successful sell-side representation for several transactions, including Super Star Car Wash, Knock Knock, and ProWest. With their skilled resources and expertise available to mid-sized companies, Ardent Advisory Group is an excellent choice for anyone looking for assistance with mergers & acquisitions or any other financial transactions.
Community Buzz
#ExpertDealMakers
#MidMarketMastery
#VersatileVentures
Liberty Ridge Advisors
10
Liberty Ridge Advisors
Website
Liberty Ridge Advisors
Seattle, WA
Liberty Ridge Advisors is a premier boutique investment bank located in Seattle, WA. They specialize in middle-market investments and are dedicated to helping businesses achieve the best possible outcomes when it comes to mergers and acquisitions. With more than 35 years of collective experience across multiple industries, their team understands the nuances of these complex transactions. Liberty Ridge Advisors also offers comprehensive services, such as sell-side advisory, recapitalization, buy-side advisory, corporate divestitures, and valuation & discovery. Their commitment to building relationships has earned them the trust of countless business owners across the US who have relied upon them for sound advice throughout their journey. Ranked among the Top 25 Investment Banks by Axial in 2019–2022, Liberty Ridge Advisors continues to be the go-to firm for those seeking trusted guidance through their own M&A processes.
Community Buzz
#TrustedGuidance
#ComprehensiveServices
#TopRankedAdvisory
Frequently Asked Questions
Key questions to consider before hiring a Middle Market Investment Bank
What specific services does the Middle Market Investment Bank offer?
Middle Market Investment Banks, often referred to as MMIBs, provide a diverse range of services that cater primarily to mid-sized companies; these services are designed to support their financial needs and growth goals. Firstly, they offer advisory services on mergers and acquisitions (M&A); this means they assist clients in identifying potential acquisition targets or merger partners, structuring the deal, and negotiating the terms. Secondly, they provide capital raising services, where they assist companies in accessing various sources of capital, including equity, debt, or hybrid securities, through initial public offerings (IPOs), private placements, and other financing structures. Additionally, MMIBs offer valuation services, providing an objective assessment of a company's worth, which is essential during M&A transactions, capital raising, and strategic planning. They also offer financial restructuring services, helping companies that are in financial distress to realign their capital structure and restore financial stability. Lastly, corporate finance advisory is another significant service provided by MMIBs; this involves advising on strategic financial decisions, such as capital structure optimization, capital budgeting, and risk management. In conclusion, the specific services offered by Middle Market Investment Banks are designed to support the financial and strategic needs of mid-sized companies. These services are crucial for companies seeking to grow, raise capital, navigate M&A transactions, or tackle financial challenges. By understanding what MMIBs offer, businesses can make informed decisions regarding their financial strategies and growth trajectories.
How long has the Middle Market Investment Bank been in business?
Middle Market Investment Banks have been in business for several decades, with their inception dating back to the mid-20th century; a period marked by rapid economic growth and industrial development. The concept of middle market banking evolved from the need to provide specialized financial services to mid-sized companies, which were often overlooked by larger investment banks. Over the years, these banks have played a pivotal role in fostering economic growth; they have facilitated mergers and acquisitions, assisted in raising capital, and provided strategic advisory services to countless mid-sized businesses. Nowadays, there are numerous middle market investment banks, each with its unique history and years of operation. Hence, the exact duration for which a specific Middle Market Investment Bank has been in business can vary; it can be determined by conducting a detailed research into the bank's background, its founding date, and its journey through the years. This information is crucial, as it can provide insights into the bank's credibility, experience, and its ability to withstand various economic cycles; all factors that can influence an individual's decision when choosing between different middle market investment banks.
Does the Middle Market Investment Bank have a good reputation and track record of successful transactions?
Indeed, the reputation and track record of a middle market investment bank are pivotal factors to scrutinize when considering your investment options. As a rule of thumb, a middle market investment bank with a sterling reputation usually signifies a history of successful transactions, solid financial advice, and a robust network of industry connections; such attributes are crucial in the volatile and competitive landscape of investment banking. Furthermore, a bank's track record can provide tangible evidence of its achievements, thereby serving as a reliable barometer of its expertise and competency. To gauge a bank's reputation and track record, you might want to look at client testimonials, historical transaction data, and third-party reviews. In essence, the more positive the feedback and the more successful transactions a bank has under its belt, the more confidence you can have in its ability to deliver favorable investment outcomes. However, it's important to note that past performance is not necessarily indicative of future results; comprehensive due diligence, taking into account a myriad of other factors, is always advisable before making any investment decisions.
Brought to you by the Editorial Board of Top Middle Market Investment Banks
Zero-Error Content: Crafted by Sebastian Velez , polished by Elijah Reynolds , and evaluated by Monique Muse | All rights reserved.